Stephen joined Rossborough Financial Services Limited in September 2016 as part of the Compliance Team. Stephen brings with him a wide range of skills, qualifications and specialist knowledge in AML and Financial Crime.
Stephen began his financial services career with Santander Private Bank in 2008 after serving 15 years in the Hospitality industry at management level. During his first two years at Santander, Stephen was part of the Premium Banking Team where he was responsible for the management of client relationships. In 2010 Stephen was given an opportunity to take a compliance role within the Financial Crime Team at Santander. During this time Stephen gained an Advanced Certificate in AML and a Diploma in Financial Crime Prevention.
In 2015 Stephen made a move to SG Hambros Private Bank where he was the Supervisor for the Compliance and Financial Crime Group Monitoring Unit and was responsible for the management of a small team which monitored all transactions and compliance matters across four jurisdictions which included London, Channel Islands, Gibraltar and the Bahamas.
Stephen also has a qualification in Regulated General Insurance (CeRGI), a certificate in Financial Advice (CeFA) and most recently a Diploma in Governance, Risk & Compliance.
Stephen was appointed to the Board of Rossborough Financial in July 2019.